Did Shakspere write Shakespeare?

One of the ongoing word battles between authorship scholars and academics turns on the spelling of the name Shakespeare. It’s a rather odd name, actually, when compared with most English names from that period. Attempts to link it to medieval nicknames like Breakspear or Longspear have mostly failed to catch on with either side (perhaps merely shaking a spear just doesn’t seem sufficiently impressive to rate a cognomen). Then why when the Lord Chamberlain’s Men decided, finally, to put the Stratford playwright’s name on the plays, was it not spelled like it was in his “hometown” of Stratford?

It may be that no one pays much attention to the spelling issue since English spelling in William’s time was all over the place, particularly when it came to proper names. So the fact that it’s been spelled in as many as 83 different ways in Warwickshire, according to E.K. Chambers (Facts and Problems: 2.371-4), hasn’t raised many eyebrows. Still, even in Renaissance England 83 different spellings might suggest a particular uniqueness about this name and its origin. And since Warwickshire is centrally located within the geographic area known as “the Norman diaspora,” it’s more likely than not that the name originated in northern France, from whence it came over with the Norman Conquest along with William’s ancestor, a laborer named Jacques-Pierre (a frequent given name for French Catholics since both James and Peter invoke the apostolic founder of the Roman Church). This would explain why, in Warwickshire, before the 1590s, the name was invariably spelled so that it would be pronounced with a short a, Shaks-peer or Shax-pyeer, or Shagspyeer.

In a recent article in the online authorship journal Brief Chronicles, journalist and independent scholar Richard Whalen, editor of a series of Shakespeare plays richly annotated with Oxfordian data, examines the question of why generations of Stratford scribes spelled William’s surname Shakspere when it was spelled Shakespeare on the title pages of the plays, an issue that academics generally deal with, as they do with so much else, by simply ignoring it. Those who have dealt with it assume that the two spellings are variations of the same name, meaning that both represent the same individual and therefore the illiterate William of Stratford and the genius who wrote Hamlet must, ipso facto, be one and the same.

One Stratfordian who has given the spelling issue his attention is David Kathman, a securities analyst cum Shakespeare scholar, who explains how he arrived at this conclusion on his website: The Shakespeare Authorship Question (which he “dedicates” to the delicate sarcasm that “Shakespeare wrote Shakespeare”). Whalen finds, not surprisingly, that Kathman’s methodology is skewed. While sounding impressive, it seems that it’s yet another case of we used to call GIGO, Garbage In––Garbage Out. Data itself is neutral; if a question is asked in the right way, it provides an appropriate answer, solid, reliable; like the house of the third little pig, it’s made of bricks. Like that of the first little pig, Kathman’s house is made of straw, and Whalen goes far to blow it away. Readers interested in following Whalen’s arguments (and Kathman’s) in full can read them online where they present them better than I can here.

Why Shakespeare, not Shakspere?

For purposes of comparison, Kathman chooses to separate the various spellings of the name into two groups defined by whether or not the letter k is followed by an e. This is an obvious division since the spelling used by the London printers on the plays of Shakespeare, always includes an e after the k, while in all the earlier Stratford spellings there is no e in the first syllable. While Kathman terms those with the e “literary” and those without the e, “non-literary,” a more precise designation would be those derived from London (with e) and those from Stratford (without e); this because the London spelling has been exactly the same ever 1598 when it first appeared on the title pages of the second editions of Richard III and Richard II, while every version found in the Stratford archives up to that point, however extravagant the spelling, shows the s (or x or g) followed immediately by the k. These variations, suggest that the Warwickshire scribes may have been attempting to reflect how the name was spoken. Here we have another aspect of the spelling issue, one not discussed by either Kathman or Whalen.

The cloud of misunderstanding that surrounds the crazy spelling of that early period does offer today’s scholars a bit of silver lining: it can help to ascertain how words were pronounced. Spelling tends to follow pronunciation––where it doesn’t, which is often the case with English, it’s usually because some bit of an earlier pronunciation has remained stuck in it, like flies in amber. For instance, we can be certain that the Earl of Oxford and his friends did not pronounce his name Veer, as it’s pronounced today, but Vayer, as it was spelled in 1590 by Sir Thomas Stanhope in a letter to Lord Burghley (Akrigg Southampton 32). As a homonym of Vair, the way the French pronounced the name, and as they also pronounce vert, meaning green, (the French don’t pronounce a final consonant unless it’s followed by a word that begins with a vowel), it’s a name that would carry meaning to all speakers of French and also Latin, for the Latin root word ver, meaning truth, virtue, and the springtime of the year, is also pronounced vair.

Why did the London printers add the e?

Like all vowels, e has a great deal to do with how a word is pronounced, and since the process known as “the great vowel shift,” was almost finished by the time in question, it seems that our present rule was already observed, that is, that an e at the end of a syllable means that the preceding vowel is pronounced long rather than short; thus establishing whether a writer means to say mat or mate (met or mete, mit or mite, mut or mute). Attempts to ascertain the meaning of a word can be confusing where a 16th-century writer has forgotten (or scribbled) the e, leaving the pronunciation to context. But scribes would certainly have known how the terminal e on a syllable affected an earlier vowel, as would the compositors who set the type for the Shakespeare plays, and as, without the slightest doubt, would the actors and patrons of the Company whose decision was, finally, after four years of publishing the plays anonymously, to add William Shakespeare to the title pages of Richard III in a form that required that it be pronounced with a long a, not the short a of Shakspere. In fact, perhaps to make it as clear as possible that this was the desired pronunciation, someone decided that the first time it appeared in print, the e would be separated from the s with a hyphen!

Why then did it matter to the actors, their patrons, and the playwright himself, that as it was published in 1598 on the plays––and in the Meres Palladis Tamia that was published at about the same time––the name be pronounced with a long a? Why must it be pronounced Shake instead of Shak? The only possible reason for the change in spelling, and for the otherwise inexplicable hyphen, is that it turns the otherwise sober name of a real individual into a pun: “William Shake-spear,” like “Doll Tear-sheet.” What then could be the reason why the actors who owned the play, and who we must suppose first saw it into print in October 1597, turned William of Stratford’s name into a pun that so perfectly describes the true author as one who shakes a spear (his pen) at fools and villains, and who fills the stage with the great warriors of the English past.

A more obvious pun name in a Shakespeare play generally denotes a clown or a fool. Of the two servants in Two Gents, Launce is given to pointless responses while Speed is slow; in Henry IV, while Mistress Quickly describes how, as proprietress of the Inn, she is required to address the needs of Falstaff and his pals, the name of her associate, Doll Tear-sheet, suggests how differently she addresses their needs. Malvolio can be read as “ill will to E.O.” with Benvolio suggesting the opposite. Even Fall-staff, derived from the medieval general Sir John Fastolfe, can be read as a pun rich with implications for the middle-aged Oxford and his Lord Great Chamberlain’s staff of office.

By tweaking William’s surname so that from the anglicized Jacques-Pierre of his hometown it can be read as a pun on Spear-shaker, they are replacing what would otherwise have been taken for granted as the real name of a real person––which it was, of course, but one that also suggests that the author is nothing but a provincial clown, a mere “spear-carrier,” the timeless theatrical term for one who has no lines and who appears onstage only to give the appearance of a crowd, as William of Stratford is listed with the Court payments office as an actor with the Lord Chamberlain’s Men, and later a share-holder, when in fact his true role was only to provide the Company with a name for the published plays. With the kind of equivocation that was so richly distributed throughout the works of both Shakespeare and his editor, Ben Jonson––who termed this sort of meaningful wordplay in his own plays “glancings”––the Company was able to launch the authorial name that within a few months would be the key to their astonishing financial success under James I.

Punishing Shakespeare

“So it’s a pun, so what?” So everything! That the name that the Lord Chamberlain’s Men chose to put on these plays is a pun should be a factor of major importance to those interested in advancing the truth about the authorship!

Unfortunately, that Shakespeare is a pun is something that, for Oxfordians as well as academics, tends to be ignored as a rather silly distraction, a foolish fetish of the otherwise pure-souled and high-minded Grand Master of English Literature. Shakespeare’s penchant for puns and other wordplay is ignored, or treated as a side issue, not only by the buttoned-up bean-counters, but also by the authorship advocates, partly because they continue to be so locked in combat with the academics that they can’t see beyond the walls of their bunkers, but also perhaps because puns have been objects of scorn for so long that to attribute importance to any pun, even to this one, crucial though it may be, is to invite yet more disdain than the poor questioner is willing to bear.

This might be more easily understood were English literary history to be considered. Following the grim and humorless decades of Puritan dominance of the English culture during the middle decades of the 17th century, as Shakespeare’s beloved theaters were shuttered and torn down and a scorched earth policy directed towards every threatened outbreak of old-fashioned “merry-making,” the English seem to have lost any desire for Shakespeare’s (and Chaucer’s and Skelton’s) enthusiastic wordplay. As the 18th-century “Augustans” sneered at Shakespeare for his bawdry, most famously, in the Introduction to his edition of the plays, the venerable Samuel Johnson took aim at Shakespeare’s addiction to what he called quibbles:

A quibble is to Shakespeare what luminous vapours are to the traveller, he follows it at all adventures; it is sure to lead him out of his way and sure to engulf him in the mire. It has some malignant power over his mind, and its fascinations are irresistible. Whatever be the dignity or profundity of his disquisition, whether he be enlarging knowledge or exalting affection, whether he be amusing attention with incidents, or enchaining it in suspense, let but a quibble spring up before him, and he leaves his work unfinished. A quibble is the golden apple for which he will always turn aside from his career, or stoop from his elevation. A quibble, poor and barren as it is, gave him such delight that he was content to purchase it, by the sacrifice of reason, propriety and truth. A quibble was to him the fatal Cleopatra for which he lost the world, and was content to lose it.

Society has never returned to the level of appreciation that Shakespeare and his fellows had for puns, relegated today to tabloid headlines (and Cole Porter lyrics), but then society may never again have had so many pressing reasons for resorting to the frisky thrusts of Shakespearean wordplay. Since Oxford was largely acceptable to both the Court and the public in his role as theater patron, a traditional role for men of his class, he and his actors and patrons managed to keep hidden the fact that much of what they performed was not the work of his secretaries––Thomas Kyd, John Lyly, Anthony Munday––whose names ended up on the published versions, but their Master’s creations.

The worm turns

His enemies, of course, were not fooled by this, so when, as time went by, and their efforts to rid themselves (and the world) of his precious London Stage came dangerously close to success in the mid-’90s, Oxford turned, like a cornered animal––a wild boar?––lashing out with the venomous play that succeeded in winning them their right to perform, but that also forced the Company to put a name on the plays.

With the production of Richard III during the Queen’s ninth Parliament in 1597-’98, Oxford and the Lord Chamberlain’s Men tarred and feathered in effigy their bitterest and most dangerous enemy, the newly-appointed Secretary of State, Robert Cecil, Oxford’s brother-in-law. As portrayed by the 30-year-old Richard Burbage, dressed in the garb and affecting Cecil’s manner of speech and body language, the news that the Crown’s own company had dared to portray the most powerful official in England as history’s most wicked king silently swept the nation as the MPs returned to their constituencies with the play in their pockets and their fingers on their lips. Apparently young Burbage had given a stellar performance; for the rest of his life it would be known as his most famous role.

Following their attack on Robert Cecil, there must have arisen a great popular demand, lost to history but certainly not lost to common sense, that the name of the play’s author be revealed. Forced to respond, doubtless out of fear that the truth would escape before they had time to counter it, the Company yielded to necessity. Using the name that their manager had had ready and waiting for a good two years, the Company quickly brought out a second edition with the name William Shake-speare on the title page. Those blind to the pun continued to regard the author as someone unknown previously but obviously worthy of respect, while those who did see the pun understood that the name of the true author was not something that was going to be revealed anytime soon.

Thus, what may have been rushed into print as a quick fix to the furore aroused by Richard III, the author’s pen name was cast in stone, never to be altered for the duration of either Oxford’s or William’s life, or the life of the Company that continued to flourish for decades after their deaths, or in fact, for the following four centuries until the early 20th century when the Academy took up its defense out of some sort of misplaced knee-jerk professionalism, which today they mostly leave to outsiders, to the hirelings of the Birthplace Trust, and the trolls who beset cyberspace.

The Company’s production of Richard III was something from which Cecil, whose reputation, never very rosy with those who knew him at firsthand, never recovered. The Queen, who undoubtedly had been imperfectly acquainted (by Cecil) with the situation before it erupted during Parliament, was the only one at that time who could have put a stop to this contest between her playwright and her Secretary of State. She was not about to see her Secretary of State further demeaned, but neither was she about to give up her holiday “solace.”

Exactly how she did this may not be possible to cite, but it’s not impossible to guess, for Cecil, who once in total power under James became so adept at destroying those who caused him grief seems to have left Oxford, and his company, alone from that point on. And while it’s unlikely that they continued to perform Richard III until after Cecil’s death in 1612, the published play would continue to appear in one edition after another every few years, whenever Master Secretary got another title or high office.

By the time of his death, Cecil held all the major offices of State, more than ever had been held or ever would be held at one time by any other official in English history. And, as Secretary of State with total control over the State records, he had plenty of time and opportunity to eliminate all references to Oxford as the author of the Shakespeare canon, as creator of the London Stage and English periodical press, and in fact as anything but the ungrateful son-in-law of the great Lord Burghley.

A hollow “Hollow Crown”

Did anyone see the BBC series “The Hollow Crown” on PBS? If so, what did you think of it? Unfortunately I missed the first two, Richard II and Henry IV Part One, but did manage to see a fair amount of 2HIV and Henry V. “Fair amount” since sleep, which generally overcomes me shortly after 9 PM, took me captive, despite the charms of Tom Hiddleston as Prince Hal. What did I miss? From what I saw I thought both productions were good in some ways, but truly terrible in others.

The good was largely Hiddleston as the prince. A product of Eton and Cambridge where he majored in Classics, he has a princely accent and attitude, a wide range of expression, and is the right age for the character. Moving easily from moody pensiveness to rage to hilarity, he finds in Hal the depth of character and range of emotion that are the hallmarks of Shakespeare’s greatest characters. This carries him through the complexity of the speeches––though some could have used cutting: I cringed to think that, as King, Hal would have kept the Mayor of Harfleur on his knees through that long pompous threat of what would happen to babes and daughters if the Mayor refused to yield the town. But we must remember that this is very early Shakespeare.

Jeremy Irons is a good Henry IV; the action is interesting and well-conceived, the camera-work expressive and unobtrusive, and the costumes remarkable for achieving a blend of period authenticity and what a modern viewer can relate to, at least for the courtiers. Unhappily however, this last does not extend to the inhabitants and setting of the Boars Head Tavern, for what’s truly awful about this production––and recent film versions as well––is the way Falstaff and his friends are portrayed as the scum of the earth, dirty, disheveled, dressed in rags, hanging about in a filthy tavern overseen by a slovenly madam who keeps a company whore even more ragged and slatternly than she.

Most awful is what this bucket-load of grunge has done to the image of Falstaff that has accrued over the centuries. Here is the blurb with which Sparknotes online promotes the series: “A fat, cheerful, witty, aging criminal, [Falstaff] has long been Prince Hal’s mentor and close friend. He pretended to have killed Hotspur at the Battle of Shrewsbury, and Prince Hal–the actual killer–agreed to go along with the lie. For this reason, everyone gives Falstaff much more respect than he deserves.” Obviously this is what the author of this blurb has gotten from watching the series––Falstaff is a criminal and Hal is a killer!

Why on earth would the Prince of Wales, soon to be crowned as the great Henry the Fifth, choose to spend so much of his time with this unpleasant old rascal, dressed and directed as though he were a drunken Salvation Army Santa Claus. His seedy surroundings, immense bulk, fusty beard, and rapid delivery distract from Shakespeare’s text, which tells a very different tale. Unfortunately the audience, unless it already knows the play, will not find it easy to catch the import of the text, since the current practise of running lines at an unnatural speed in film productions, where action must replace the precision and clarity of a traditional stage performance, turns Falstaff’s wicked tongue and wit to the mutterings of a crazy old fool. The idea that the Prince of Wales would prefer to spend his time in such a setting and with such an “old criminal” is so absurd that the viewing audience is more or less lost from the start. What were the producers thinking?

If it was to create a contrast with the Court, that fails, due to two other bad things, namely the dull color palette and the choice of a vast empty hall as the King’s presence chamber. Just about everything in the film, whether in the Court or the Tavern or on the battlefield is either brown, black, or gray; there isn’t a spark of bright color anywhere. Where is the splendor with which the late medieval royalty surrounded itself, the purple, carnation, scarlet, gold and white, the “peach-color” of Poins’s stockings, the sun shining through stained glass windows? Shot in the winter, with the trees bare and the sky gray, the outdoor scenes are just as bleak as those indoors. As for the crew gathered in the Boars Head Tavern, it would seem that modern directors seriously mistake the intense teasing and rude familiarity of people who have no fear of seriously offending each other as the brawling of thieves and streetwalkers.

Ignorant of the times, the ambiance they seek to recreate has caused Shakespeare’s meaning to escape them. Why does it never strike them to wonder why Falstaff is so revered? If he’s the shambling old nonentity he’s portrayed, why does the royal prince, with his princely education, desire his company? Why does the hostess of the tavern pressure him to marry her? Why does Doll Tearsheet demonstrate such love for him? How can Falstaff dare to consider himself the Prince’s “true father”? Bereft of the stature and bearing that the text suggests, missing the meaning of the rapid fire delivery, how are we to take Falstaff’s claim that he is not only witty in himself, but is the cause of wit in others?

If we pay attention to the text we find that this old stumblebum speaks to those around him with the arrogance and self-importance of a courtier (more notably in Part Two) , an attitude rendered ridiculous here by the seedy setting, his short stature, unkempt hair and undistinguished garb. No more than a knight, where does he get the aristocratic attitude that he deserves to have whatever he wants? Attempting to purchase satin for a suit, he curses the system when told he hasn’t the necessary security (credit). Ignoring the Lord Chief Justice, he invites this high official’s companion, the poet Gower, to dine, despite his obvious inability to pay the bill. Nor is this attributable to a lunatic’s Napoleonic complex, for were he the lowlife he’s portrayed, the Lord Chief Justice would hardly take the time to seek him in person, but would send a constable to fetch him for questioning (about the Gad’s hill robbery). Confronting him, he would hardly waste words in one of Falstaff’s wit battles––he would simply have him arrested.

If Falstaff is in fact what his name tells us he is, someone who has carried the staff of high office and who has failed that office, then everything falls into place. It makes sense of Hal’s interest in him. It makes sense of the scene in Part One where, before the battle, Falstaff joins readily in easy conversation with the King. It makes sense of Mistress Quickly’s eagerness to marry him, for, however poor in cash, someone in high office would have estates to support him. If Falstaff doesn’t see to his estates the way he should, that’s another aspect of his failure. It makes sense of Hal and Poins’s devotion, the sort that rebellious youths are often inclined to give a fallen idol. As for Poins, depicted here as only the best of the bad lot that congregate around the depraved Falstaff, as Shakespeare suggests, he’s Hal’s close and intimate friend––if not a peer himself, then close to it. Ned Poins, named for a leading family of the day (usually spelled Poyntz) would not be hanging about in the Tavern, waiting for the Prince to appear, he would accompany him, going and coming.

As for Bardoph and Nym, Shakespeare does not intend them to be taken as Falstaff’s equals; it’s clear they are his servants. A captain himself, Ancient Pistol is his sergeant, Peto his lieutenant. All rely on his patronage, however uncertain. Falstaff claims that he “bought” Bardolf at Paul’s Cathedral, where masterless men were known to gather in search of employment. The little page treats Bardolph rudely, like one on his same level. That Falstaff is meant to be elegantly dressed is clear from the comments by Hal and Poins on how Falstaff has turned the page into his “ape,” that is, he has dressed the boy like himself, and has encouraged him to join in the verbal fencing that they call wit.

A better conception of Falstaff and his page

The settings

Along with the anomalously huge and empty presence chamber, there’s the anomaly of the Boar’s Head Tavern. Where did the directors of this production get the model for this dilapidated, low-ceilinged dump, tucked behind a battered old door like one of the blind pigs of Prohibition, lacking any touch of decoration or charm. Don’t they bother to read any history at all? The Boars Head Tavern was famous in its time as the finest inn in London. Where is there any evidence of the “plate” and the “tapestry of her dining rooms” that Mistress Quickly fears having to pawn unless Falstaff pays his bill? When she says, protesting the presence of his “swaggering” servant, “I must live among my neighbours: I’ll no swaggerers: I am in good name and fame with the very best,” what could be “the very best” in such a place, and why should her wretched neighbors care, or she care what they think?

Of course, there were “stews” in London, neighborhoods where gangsters and their molls held sway (as Robert Greene depicted in his “renunciation” pamphlets), but this would not have been the sort of hostel where one might rub elbows with the Prince of Wales and his friends. When, joking, Falstaff says he’ll get a wife from “the stews,” meaning the slums, would that make sense if his tavern was located in a slum? Would Shakespeare waste the opportunity to adorn Doll Tearsheet with the finest up-to-date attire, or an exaggerated version of it, rather than what the BBC has given us, a beautiful actress made to look worse even than the lowliest streetwalker, who at least would be doing her best to dress in a way that she hoped would attract men. This Doll, her hair uncombed, her colorless dress torn and unmended, qualifies for nothing better than an inmate of Bedlam. What happened to the “fair hot wench in flame-colored taffeta,” with which Hal teases Falstaff?

Far from the grungy dive it’s depicted here, the historic Boars Head Inn, located in central London in a neighborhood dominated by the halls of the powerful and wealthy trade guilds, was a classy establishment, probably from the very first. History informs us that it was in the reign of Richard II, shortly before the period of the Henry IV plays, that one William Warder gave a tenement called the “Boar’s Head” in Eastcheap to a college of priests, founded by Sir William Walworth, for the adjoining church of St. Michael’s in Crooked Lane. According to John Stowe, during Shakespeare’s time Eastcheap was “butcher’s row,” where the public houses had the most delectible roast meats to offer, and where, as Mistress Quickly suggests, it was possible to order meat during Lent. Lasting well into the 18th century, the Boar’s Head, that is, the one that replaced Shakespeare’s after it was destroyed in the great London fire, was noted as, “the chief tavern in London,” frequented by the likes of Alexander Pope and his brilliant coterie.

Who was Falstaff?

As for the historic Falstaff, unable to locate a model in history or literature that fits the Stratford biography, academics usually attribute this greatest of all his comic characters solely to Shakespeare’s imagination, but we heretics have a wider fund to draw on. For instance, since we can accept that Shakespeare was fluent in French, the idea that the relationship between Hal and Falstaff was inspired by the violent and scatalogical wordplay of Rabelais’s Gargantua and Pantagruel––while rejected by the academics because Rabelais wasn’t translated into English until the mid-17th century––works well for us.

The first character to play the role of Hal’s quarrelsome foil was Dericke, the clown from the very early play The Famous Victories of Henry the Fifth. Since documentation shows that members of the Queen’s Men, Richard Tarleton and William Knell, played Dericke and Hal respectively, we know that Famous Victories dates back at least to the 1580s (historian Ramon Jiménez puts it as far back as the 1560s). But while Dericke is a standard vice figure left over from medieval times, Falstaff is clearly one of Shakespeare’s departures from tradition. Among these departures was his method of creating important characters by conflating the traits of persons familiar to his Court audience with figures from literature and history.

That the Sir John Falstaff of the Henry IV and V plays was originally Sir John Oldcastle is clear from, among a number of other clues, the appearance of “Old” as a character in the sloppily printed 1600 quarto of Henry IV Part Two, the phrase “Old Lad of the Castle” that remains in Henry IV Part One, and the Oldcastle (also known as Jockey) who joins the Gads Hill gang in Famous Victories. Since there is also clear evidence that the Falstaff of Merry Wives was originally the same Sir John Oldcastle, we can assume that both plays were written (rather rewritten) at the same time, and that both saw the character’s name changed from Oldcastle to Falstaff in the mid 1590s (more precisely, late 1596 or early 1597) and for the same reason, because the Queen insisted that it be changed.

We have no reason to doubt that Her Majesty (and the entire Court audience), saw Shakespeare’s Oldcastle as a satirical character intended by the actors and their playwright to embarrass their newly-appointed patron, Lord Chamberlain of the Royal Household, William Brooke Lord Cobham. As Alice Lyle-Scoufos demonstrates in convincing detail in her Shakespeare’s Topological Satire (1979), Shakespeare combined damaging traits and events from Cobham’s life (including the true incident of the robbing of the Spanish courier by his sons during Oxford’s time at Cecil House) and the life of his renowned ancestor, Sir John Oldcastle (burnt at the stake as a traitor by Henry V) on purpose to demean Lord Chamberlain Cobham and show his son-in-law, Secretary of State Robert Cecil, that he (Oxford) wasn’t about to be bullied into silence.

As a character in the Henry IV and V plays, Sir John Oldcastle is historically accurate. The historic Oldcastle had in fact been a friend to the historic Prince Hal, one who, for reasons of religion, turned on his former friend once he became King. It was Shakespeare’s depiction of Oldcastle as a braggart, liar and thief that was taken by all, including the Queen, as a blow aimed at Cobham, whose appointment to the office of Lord Chamberlain was understood by the actors and their playwright as a means of restraining them from engaging with the parliamentarians due to gather in the West End in the fall of 1597. The truth about the historic John Oldcastle is still a problem for historians since early Crown historians saw him as a heretic traitor while early Reformation historians saw him as a saint, a precursor of the martyrs who inspired the Reformation. Shakespeare obviously preferred the former interpretation.

Not only was Cobham the unwanted intruder who, following the death of their original patron, Lord Hunsdon, in 1596, had replaced him, he was the previous owner of the rooms in the Blackfriars that had been the first Blackfriars theater and that had for a time included the great Parliament Chamber. It was this chamber that the Lord Chamberlain’s Men had just rebuilt as a large indoor theater with which they planned to entertain the parliamentarians who would be gathering the following October, the theater that Cobham, his son-in-law Robert Cecil, and Cecil’s father, Lord Burghley, now the dominating force on the Privy Council, had ordered closed. Furious, the Company responded with rewrites of the plays in which Oldcastle, now a leading character, combined traits of Cobham, his troublesome heir and their treacherous ancestor.

By renaming the character Falstaff, the Company may have created a disconnect with the likeness to Cobham, his ancestor, and his heir, Henry Brooke, but they did nothing to reform his character. As detailed by Scoufos, that Falstaff’s more despicable characteristics, his cowardice, his taking bribes so only the poorest and least battle-worthy recruits were taken up for the army, derive from the Oldcastle character, seems undeniable.

However, there is a side to Falstaff that doesn’t seem to fit with these aspects of his character. His cowardice and lies, for instance, don’t fit with the respect inherent in Hal and Poins attentions; they tease and mock him, but something keeps them coming back. Despite his inability to live up to his promises, the women continue to support and care for him. Despite his penury and choleric temper, Bardolph, Nym and Pistol show no desire to find another patron. His craven cowardice on the battlefield doesn’t fit with his reckless courage when confronted by authority, or his contemptible lies with his monumental self-opinion. There seems to be a disconnect between his meaness on the one hand and his largeness of heart on the other (more noticable in Part Two than in Part One or Merry Wives). Such contradictions may add to our fascination when properly acted and directed, yet they raise questions about his models. Perhaps Falstaff is the result of Shakespeare’s conflation of the Oldcastle personality with yet another individual from the period.

Oxford and Falstaff

For answers we turn to historical dates and the biography of the Earl of Oxford. We know that Milord was in trouble in the early 1590s, as were his actors and all the acting companies, due to the death of Sir Francis Walsingham and the rise of Oxford’s dangerous brother-in-law, Robert Cecil. We can assume that during 1592 and ’93, Oxford was busy revising his earlier works for the benefit of a new company, the Lord Chamberlain’s Men, launched in June of 1594 under the auspices of Lord Chamberlain Henry Hunsdon. We know that the Henry IV and V plays are among the earliest of these, reformed and expanded from disassembled scenes from the extremely early Famous Victories (or perhaps later versions now lost). In seeking who might have been the first personality to transform Dericke into a modern character, the one who immediately comes to mind is the intemperate and profane Sir John Perrot. So perfectly does Perrot conform to those qualities in Falstaff that don’t fit the Oldcastle image that the identification seems without question.

Perrot was a major figure at Court from his first arrival during Henry’s reign to his final quietus in the early 1590s. Tall, handsome, with the strength of a bull and the will of a lion, his likeness to the king helped strengthen the common belief that he was Henry’s byblow as reported by Sir Robert Naunton (though denied by his ODNB biographer). Since Naunton was married to Perrot’s granddaughter, he would seem to have more authority than the ODNB biographer (the author of the old DNB bio accepts Perrot’s royal patrimony.) From Perrot himself, when incarcerated and facing charges of treason, comes the quote: “God’s death! Will the queen suffer her brother to be offered up as a sacrifice to the envy of his frisking adversary?” Described by a recent academic as “a bluff, heavyset man with a reputation as a hell-raiser,” the old DNB notes that he “held various offices under Elizabeth” and “united great physical strength to a violent and artibrary disposition.” This sounds like the Falstaff beloved of Hal and Poins, of Mistress Quickly and Doll Tearsheet.

Although Perrot’s holdings in Wales and his various military and naval commands frequently took him away from London, he was enough of a figure at Court during Oxford and Rutland’s time at Cecil House and later at Court for them to have played the same role with Perrot that do Hal and Poins with Falstaff. Oxford would have been attracted to Perrot for several reasons. For one, he would have been the very sort of bad example that was attracting him in his teens and worrying Burghley. For another, while in his teens, Perrot had lived for a time under the same roof with Oxford’s father, the 16th earl, so he had the kind of personal knowledge of his father that would be precious to a youth in search of an identity. When first at Court and residing with the King’s Lord Treasurer, William Paulet, Marquess of Winchester, Earl John, then in his early 30s, had been remanded into Paulet’s keeping, doubtless as punishment for his reckless treatment of his (first) wife and his finances (DNB).

Then, in the early 1590s, while Oxford was suffering the slings and arrows of Robert Cecil’s rise to power, Perrot too fell victim to the Cecil roundup and destruction of their rivals. Taking seriously the complaints of Perrot’s enemies, in 1590 they saw to it that he was incarcerated in the Tower and convicted of treason, where he died in 1592 from what many believed was poison (ODNB). Thus it makes sense that in reaching for a replacement for the out-dated Dericke and other clownish characters from Famous Victories, Oxford did for Perrot what he did for his old tutor Sir Thomas (in Romeo and Juliet, Woodstock, and The Tempest), he brought his bombastic wit and defiance of authority to life for an audience that knew him very well.

So which came first, Oldcastle or Perrot? Certainly it would have been Perrot, conceived in 1592 or ’93, shortly after his assassination. The character thus created was altered for the worse in 1596 when the Lord Chamberlain’s Men decided to use the Merry Wives and the Henry IV plays as a means of attacking the hated Cobham, causing the Queen to demand that the name be changed. It would have been at this time that the weight ascribed to Falstaff was added, most likely a characteristic of Lord Cobham (in the only portrait I could find he is hidden behind a phalanx of women and children). As for the Falstaff of The Merry Wives, it’s unlikely that he ever had anything of Perrot in him. Merry Wives was most likely revised in 1596, when the Company used it to satirize Cobham’s cheating and conniving and his heir’s scandalous mistreatment of the women of the Court.

In questioning the source for Falstaff, a third influence can also be detected, the intrusion of the author’s own feelings and attitudes. By the 1590s, although Oxford was only in his forties, it’s clear from the Sonnets that he was beginning to feel his age. While in his twenties and thirties he would not have felt much compassion for the aging roysterer. But with the loss of Fisher’s Folly and his crew of writers and secretaries in 1589, the loss of the credit that enabled him to produce plays and publish poems, even, if the evidence offered by Alan Nelson and Mark Anderson is accurate, that for at least a year or two from 1589 to 1591, before the Queen arranged for his marriage to one of her ladies in waiting, he was living in much the same circumstances as Falstaff, in an upscale boarding house in London with Julia Penn as his Mistress Quickly––he must have felt a kinship with his fallen protagonist.

There’s not enough room here to detail all the factors that put these identifications beyond doubt. That will have to wait for another venue. But at the least we can assure the readers that someday, if all goes well, and a new generation of Shakespeare scholars are finally on track towards the truth, they will find the clues to these identifications thick on the trail.